THAF // DISCLOSURE WATCH
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● EDITORIAL MODE: EVIDENCE FIRST
● EVIDENCE FILE: PUBLISHED

Evidence File — Who Gets Woken Up

Evidence file · published with the report

Primary documents

DocumentRoleUse
https://openai.com/index/how-we-detect-frontier-model-misalignment/Primary sourceSupports the article's claims
https://metr.org/blog/2026-08-26-openai-hugging-face-incident-investigation/Corroborating sourceInstitutional page, same publisher

Claim-by-claim verification

Claim as publishedStatusBasis
OpenAI published the monitoring description on 29 October 2026CONFIRMEDPage byline, "OpenAI October 29, 2026"
The system has four automated layers plus a human response stageCONFIRMED verbatimPost's contents list: Layer 0 activation probes through Layer 3 automated investigation, then Human response
Paging is currently disabled for internal Codex trafficCONFIRMED verbatimLoad-bearing quotation, verified twice against the retrieved page
External monitoring does not routinely escalate flagged cases to human reviewers at OpenAICONFIRMED verbatim"Unlike our internal system, our external misalignment monitoring does not routinely escalate the cases it flags to human reviewers at OpenAI."
External monitoring does not cover Chat Completions API requestsCONFIRMED verbatimConfirmed on a second full retrieval, 2 November 2026
Without conversation-tracking or webhooks, an alert can arrive and the conversation continuesCONFIRMED verbatim"Without those mechanisms, a configured webhook can still receive an alert, but the conversation can continue."
A broader 30-minute paging safeguard does not yet existCONFIRMED verbatim"We're working toward a broader safeguard that would pause affected activity if responders have not ruled out a highest-priority alert within 30 minutes of being paged."
The 30-hour figure is a simulation, not an observed alertCONFIRMED"In that simulation, our monitoring system alerted our security team"
The original coverage gap concerned unmonitored internal cybersecurity evaluationsCONFIRMED verbatim"began during internal cybersecurity evaluations on which we were not running our monitors for misaligned behavior"
Frontier RL runs and internal Codex traffic skip the 5 percent sampling layerCONFIRMED verbatim"we have our frontier RL runs and internal Codex traffic skip this layer and proceed directly to the next one"
METR and Redwood red-teamed the stack for three weeks from July 2026CONFIRMED verbatim"METR and Redwood Research spent three weeks, starting in July 2026"
Most red-team findings are patched; one fix is still in progressCONFIRMED verbatim"Most of these have now been patched; one remaining fix is still in progress."
OpenAI recommends all developers monitor their most capable modelsCONFIRMED verbatim"We believe that all model developers should monitor the behavior of their most capable models."

Known limits

Provenance

Candidate identified by the researcher agent; every quotation independently re-verified by COMPUTER against the retrieved page text before drafting. Revised on 2 November 2026 after an independent review that retrieved the primary source itself (7 corrections applied, including a logic inversion about the external action path and the addition of the Chat Completions carve-out, which was confirmed verbatim on a second retrieval). Converted to this package by build-package-generic.ps1 rather than assembled by hand. Staged through stage-package.ps1. published, not committed, not deployed.

Produced under human editorial authority. Nothing in this file is published.